Standards of Conduct Compliance Policy and Plan - National Grid
function information to all its transmission function customers, affiliated and non- .... affiliated transmission customer may voluntarily consent, in writing, to allow the sharing of the non-affiliated customer's information with a Marketing Function ...
FERC SoC Guidelines_Sept 12 2014.pdf
procedures to implement ferc order no. 717 standards of - Dominion
certain information required by the Standards of Conduct. .... Customer Voluntary Consent - If a non-affiliated transmission customer consents in writing to ... information with an MFE, the Transmission Provider may share such information.
(Order No. 717) Implementation and Compliance - Minnesota Power
Transmission function information is confidential and must not be shared ... customers, affiliated and non-affiliated—except in the case of confidential customer .... A non-affiliated transmission customer may voluntarily consent, in writing, to.
FERC Standards of Conduct Compliance Program - FirstEnergy Corp.
Oct 14, 2014 ... and Affiliate Restrictions Posting Page, which is accessible via a link from the .... Voluntary consent provision - A transmission customer may voluntarily ... Provider to disclose the transmission customer's non-public information.
federal energy regulatory commission standards of conduct for
Jan 29, 2016 ... disclose non-public transmission information to its marketing ..... A non-affiliated customer may voluntarily consent in writing to allow the ...
Regulation P - Privacy of Consumer Financial Information - Board of
about a consumer to nonaffiliated third parties .... consumer to opt out of certain information sharing ... cies jointly released a voluntary model privacy form.
View Full Notice (PDF 30.88 KB) - finra
Confidential. Customer. Information. NASD Regulation. Withdraws Proposed ... regarding the use and release of confidential customer ... a voluntary basis starting ... whether affiliated or nonaffiliated. In ... written consent was obtained from.
Order No. 690 - Federal Energy Regulatory Commission
Jan 9, 2007 ... standards of conduct to include energy affiliates, and vacated the entire ..... restricting transmission providers from sharing certain information ...... (4) A non- affiliated transmission customer may voluntarily consent, in writing, to.
PGE's Standards of Conduct
Jun 21, 2010 ... A non-affiliated Transmission Customer may voluntarily consent, ... PGE to share the non-affiliated customer's information with PGE's Marketing.
Written Procedures Implementing the Standards of Conduct - Nipsco
Sep 11, 2015 ... C. Voluntary Consent. 5 ... Exclusion for and Recording of Certain Information Exchanges. 6. VII. .... If a non-affiliated transmission customer voluntarily consents in ... to share the information and a statement that the NiSource ...
LMO05458CMFP02-20161101074710 - LG&E and KU
Nov 1, 2016 ... Public Availability of Standards of Conduct Compliance Information. ... A. Restricted Access to Non-Public Transmission Function Information on Shared ..... other affiliates of the Companies may be assigned to a position ..... customer in exchange for its express, voluntary consent to disclose information; and.
compliance plan - Eversource
prohibited from disclosing, or using a conduit to disclose, non-public transmission function ... and non- affiliated, except in the case of confidential customer information or Critical Energy ..... A transmission customer may voluntarily consent, in.
Privacy of Consumer Financial Information - Office of the Comptroller
personal information about a consumer to nonaffiliated third parties, unless the institution ... Regardless of whether a financial institution shares nonpublic personal information ... federal regulatory agencies2 jointly released a voluntary model privacy notice ...... With the consent or at the direction of the consumer (12 CFR.
Standards of Conduct written procedures - Tri-State Generation
to all its Transmission Customers, including Affiiiates and non-Affiliates, except in the case of confidential customer information or Critical Energy infrastructure .... " Voluntary Consent Provision" section of the Internet Website. id) Posting written ... facilities shared by any of Tri-State's Transmission Function Employees and.
Standards of Conduct written procedures.pdf
Why? What? How? To limit our sharing Questions?
Transactions or credit relationships with nonaffiliated third parties ... All financial companies need to share customers' personal information to run their everyday business. In the ... Please note: Certain states require affirmative consent to allow .
Financial Privacy Laws Affecting Sharing of Customer Information
Feb 27, 2003 ... customers of their practices of information sharing with affiliates. Until the Fair Credit ... nonpublic personal information to a nonaffiliated third party. .... 6.01.028 generally requires customer consent for a financial institution to.
important privacy information - Volvo Car Financial Services
All financial companies need to share customers' personal information to run ... personal information that we collect about you with nonaffiliated third parties ... without your express written consent, except that we will share personal information ...
FINRA Raymond James Private Cust Info.pdf - Bridging the Week
submit this Letter ofAcceptance, Waiver and Consent (''AWC") for the purpose ... Disclose Nonpublic Personal Information in Violation ofRegulation S-P ... disclosing nonpublic personal information oftheir customers to a nonaffiliated .... Further, Raymond James specifically and voluntarily waives anyright to claim bias or.
FINRA Raymond James Private Cust Info.pdf
Implementation Procedures - Tennessee Gas Pipeline Company, LLC
Sep 14, 2016 ... information is posted on the applicable Kinder Morgan Interstate Pipeline's .... Transmission function employees do not share facilities or ..... A non-affiliated transmission customer may voluntarily consent, in writing, to allow ...
Why? What? How? To limit our sharing - Stifel
All financial companies need to share customers' personal information to run their ... with our firm ends, and they join a non-affiliated securities broker-dealer, your ... family, except as permitted by law, such as with your consent, to service your ... the online customer voluntarily submits it, and because of a lack of industry ...
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