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Unauthorized Disclosure of Nonpublic Information From Executive
Mar 5, 2014 ... In conducting this investigation, the OIG requested SEC emails and ... See October 23, 2013, MOA, Receipt of Execut ive·Session Minutes and ..... Co mmiss ion Meeting Executive Session Policy," dated July 25, 20 13, to all.
oig-601.pdf

Knight Capital Americas LLC - Securities and Exchange Commission
Oct 16, 2013 ... SMARS routed millions of orders into the market over a 45-minute period, and ... See, e.g., In the Matter of the NASDAQ Stock Market LLC, et al., Sec. .... Inc. until July 1, 2013, when that entity and GETCO Holding Company, ...
34-70694.pdf

34-70274 - Securities and Exchange Commission
Aug 27, 2013 ... notice is hereby given that, on July 18, 2013, NYSE Euronext, on behalf of New .... Trading Pause is declared for an NMS Stock in the last ten minutes of trading ..... The Participants submit to the SEC this Plan establishing ...
34-70274.pdf

Steven A. Cohen - Securities and Exchange Commission
3634 / July 19, 2013 .... On March 29, 2013, the USAO charged .... position and being bullish on both Elan and Wyeth, Martoma had a twenty-minute phone.
ia-3634.pdf

1 SEC Regulations Committee September 25, 2013 - Joint Meeting
September 25, 2013 - Joint Meeting with SEC Staff ... On July 16, 2013, the Division staff updated the Financial Reporting Manual (FRM). Among the changes in ...
2013septembe25jointmeetinghls_0.pdf

July 16, 2013 - US Department of the Treasury
Minutes of the Financial Stability Oversight Council. Held July 16, 2013. PRESENT: Jacob J. ... Norm Champ, Director, Division of Investment Management, SEC.
July 16, 2013.pdf

Minutes of the Financial Stability Oversight Council Held July 31
Jul 31, 2014 ... Minutes of the Financial Stability Oversight Council ... Mary Jo White, Chair, Securities and Exchange Commission (SEC) .... on July 23, 2014. ... AIG and GECC, that the Council had designated in 2013 under section 113.
July 31, 2014.pdf

meeting - US Department of the Treasury
Jul 31, 2014 ... FINANCIAL STABILITY OVERSIGHT COUNCIL MEETING JULY 31, 2014 ... The SEC proposed reforms in 2013 and adopted them ... Finally, the Council also voted to approve the minutes of its previous meeting on June 24.
July 31 2014.pdf

Board minutes - July 2013 - Rotary
MINUTES of the. JULY 2013 MEETING of the. BOARD OF DIRECTORS. One Rotary Center ... Ann-Britt Åsebol (admin. sec. educ.) Daljunkaregatan 9 C, SE-.
board-minutes-july-2013

Minutes - Senate
Sep 16, 2013 ... Minutes. Urbana-Champaign Senate Meeting. September 16, 2013. A regular ... SEC has asked GUP to analyze the results of the survey on behalf of SEC. Any ..... 09/16/13-21 SC.14.03* BOT Observer Report – July 25, 2013.
130916m.pdf

Minutes of the Meeting of Subject Expert Committee (SEC) - Vaccine
The SEC (Vaccine) deliberated the proposals on 29.04.2016 and recommended the following:- Agenda no. .... 25.07.2013 needs to be looked for compliance by ...
MOM 29_04_2016.pdf

TEXTE EN
Items 1 - 7 ... Brussels, 13 July 2016. TEXTE EN. MINUTES ... AGENDAS (OJ(2016) 2175/ FINAL; SEC(2016) 295/FINAL) . ... APPROVAL OF THE MINUTES OF THE 2173. RD .... of ports (Regulation) – FLECKENSTEIN report – 2013/0157 (COD).
10061-2016-2175-EN-F1-1.PDF

EUROPEAN COMMISSION OJ(2016) 2177 final Brussels, Tuesday
Jul 12, 2016 ... protection in the Union and repealing Directive 2013/32/EU. Item. 9: ... SEC(2016 ) 315 final. * 2. ... Minutes of 2176th meeting (5 July 2016). 2.
10060-2016-2177-EN-F1-1.PDF

Pension July 25 2013 Meeting Minutes - Town of East Lyme
EAST LYME PENSION COMMITTEE. MEETING OF JULY 25, 2013. MINUTES. PRESENT: Paul Formica, Anna Johnson, Renee Fecteau, Nazz Paciotti, ...
Pension-July-25-2013-Meeting-Minutes.pdf

July 2013 - British Horse Society
Jul 9, 2013 ... Minutes of t_he Meetingp'f t_he All Party Parliamentary Grog for the ngse ... 9th July 2013 at 3.30 pm. Present: ... Chairmen Sec: Neil Parish MP.
bhs-appg-minutes-july-2013.ashx?la=en

Investigations Committee Minutes - IGnet
Apr 29, 2014 ... 10:00 Opening Remarks. 10:10 November 5, 2013 i0 minutes review ... Securities and Exchange Commission {SEC}. Administrative. ' Approval ...
Investigations Committee Minutes.pdf

AGM Minutes 2013-01 - CBIP
Annual General Meeting Minutes 2013-01. Page | 1 ... Moved Emiel Verveer/Jack Mains that the minutes be approved. Approved. Matters ... Date. 22nd July 2013.
AGM Minutes 2013-01 sec.pdf

agenda - pabsec
c) Approval of the Minutes of the Forty First Plenary Session of the General Assembly held in Sofia on 10-11 July 2013. GA41/MIN/13 d) Progress Report of the ...
4-GA42 AGENDA Eng(1).pdf

Adelaide Street and CPR railway crossing - City of London
Oct 28, 2013 ... 117 min. During the week of July 8 – 12th, 2013, the City of London carried ... 03: 06. 01:26. 07:15. 1 min 26 sec (no train). 4 min 9 sec. July 9.
AledaideCPRCrossing.pdf

ARB 07-08-13 - Sea Cliff
Jul 8, 2013 ... ARB minutes 7/8/13. Page 2. Ron Doering. 107 12th Avenue. Sea Cliff; NY 11579. Sec. 21 Block 139 1219. Rebuild existing covered entry at ...
webARB-minutes-7-8-13-WEB.pdf

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